Policies
Internal policies that govern how Obsidian Investment Private Limited operates as a SEBI-registered stock broker.
Last updated 19 August 2026. Documents marked “Not yet published” are in preparation. To request a document before we publish it, write to admin@obsidiancapital.in.
Risk Management (RMS) Policy
PDF · 335 KB
ViewPolicies and Procedures
PDF · 136 KB
ViewPolicy on Prevention of Money Laundering (PMLA)
PDF · 547 KB
ViewPolicy of Internal Control
PDF · 354 KB
ViewPolicy on Conflict of Interest
PDF · 396 KB
ViewCyber Security and Cyber Resilience Policy
PDF · 376 KB
ViewPolicy on Identification of Beneficial Ownership of Client
PDF · 176 KB
ViewPolicy on Limit Setting
PDF · 424 KB
ViewPolicy on Outsourcing of Activities
PDF · 64 KB
ViewPolicy on Pre-Funded Instruments and Electronic Fund Transfer
PDF · 19 KB
ViewPolicy on Inactive and Dormant Client Accounts
PDF · 304 KB
ViewPolicy on Client Level Data (CLD) Modifications
Not yet published
Internal Shortage Policy
Not yet published
Code of Conduct Policy
PDF · 333 KB
ViewPolicy for Prevention of Unauthenticated News Circulation
PDF · 365 KB
ViewInternal Policy on Applicability of NISM Certification
PDF · 344 KB
ViewPolicy on Good Till Cancelled and Good Till Triggered Orders
PDF · 374 KB
ViewPolicy on Voluntary Freezing and Unblocking of Trading Accounts
Not yet published
Grievance redressal
Raise a complaint
Investors should first write to Obsidian Investment Private Limited at the grievance address below. If a grievance is not resolved satisfactorily, escalate it through SEBI SCORES and, after the available grievance process is exhausted, through SMART ODR.
grievances@obsidiancapital.in